Tag: FINRA
Prometheum Ember Capital: Leading the Charge in Digital Asset Custody
Prometheum Ember Capital becomes the first SEC-registered SPBD for digital assets, offering custody services to investors.
Prometheum Ember Capital Sets a New Standard for Digital Asset Custody with FINRA Approval
Prometheum Ember Capital receives FINRA approval as a special purpose broker-dealer for digital asset securities, marking a milestone in custody services.
Prometheum Ember Capital: Pioneering Digital Asset Custody in the U.S.
Discover how Prometheum Ember Capital is revolutionizing digital asset custody services as the first approved SPBD by FINRA.
The Social Side of Crypto: How Friends and FOMO Drive First-Time Investors
Explore how social pressures and FOMO are shaping the rise of first-time cryptocurrency investors in 2022.
BSTX Gains SEC Approval: A New Era for Blockchain-Based Securities Exchange
BSTX gets the green light from the SEC to operate as a blockchain-based securities exchange, promising faster transaction times and new opportunities.
Robinhood Faces $10.2 Million Hit In Multi-State Settlement Over Outages
Robinhood faces over $10 million in penalties for operational failures impacting investors during critical trading moments. Discover the details.
FINRA Expands Crypto Monitoring Efforts Amid Industry Layoffs
FINRA plans to enhance its crypto regulation capabilities amidst significant layoffs in the industry. A new era for crypto employment?
FINRA Launches Examination on Crypto Retail Communications Amid FTX Fallout
FINRA launches probe into crypto retail communications amid FTX fallout. Discover what this means for firms and investors!
BlackStar Enterprise Group Moves Forward with On-Chain OTC Stock Trading Registration
BlackStar Enterprise Group is set to revolutionize OTC stock trading with blockchain technology after lengthy SEC discussions. Discover the future of trading.
FTX’s Bold Move: Expanding into Stock Trading with Strategic Acquisitions
FTX dives into stock trading, exploring brokerage acquisitions for expansion. What does this mean for the trading landscape?